Bøger af Mometrix Financial Industry Certificatio

Mometrix Test Preparation's Series 9/10 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their General Securities Sales Supervisor Qualification Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 9/10 test sections * Hiring, Qualification, and Continuing Education * Supervision of Accounts and Sales Activities * Conduct of Associated Persons * Recordkeeping Requirements * Municipal Securities Regulation * Options Regulation Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 9/10 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Hiring, Qualification, and Continuing Education section covers: * Qualification and registration requirements The Supervision of Accounts and Sales Activities section covers: * Solicitation * Opening of accounts * Supervision of account activities The Conduct of Associated Persons section covers: * General supervisory responsibilities * Procedural rules * Dispute resolution procedures The Recordkeeping Requirements section covers: * Recordkeeping requirements * Customer complaint * Securities investor protection act and SIPC rules The Municipal Securities Regulation section covers: * Conduct of business * Trading * Confirmation, clearance, and settlement of transaction The Options Regulation section covers: * Listed options * Implications * Trading practices ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 9/10 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 9/10 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 9/10 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 9/10 review you need to be successful on your exam.

Mometrix Test Preparation's Series 65 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Investment Adviser Law Examination. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 65 test sections * Economic Factors and Business Information * Investment Vehicle Characteristics * Client Investment Recommendations and Strategies * Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 65 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Economic Factors and Business Information section covers: * Business cycle * Auditor disclosures * Systematic risk * IRR * SEC filings The Investment Vehicle Characteristics section covers: * Insured deposits * Government agency bonds * Bond premium * Discounted cash flow * Derivative securities * Variable life insurance The Client Investment Recommendations and Strategies section covers: * Sole proprietorship * Strategic asset allocation * Volatility * Qualified retirement plans * Roles in trading securities * Yield-to-maturity The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section covers: * Investment advisor * Authority of the administrator * Soft dollars * Reverse churning * BC/DR planning ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 65 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 65 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 65 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 65 review you need to be successful on your exam.

Mometrix Test Preparation's Series 66 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Combined State Law Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 66 test sections * Client Investment Recommendations and Strategies * Economic Factors and Business Information * Investment Vehicle Characteristics * Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 66 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Client Investment Recommendations and Strategies section covers: * TIC accounts * Nonfinancial considerations * IRAs * UTMA/UGMA accounts * OTC markets * Benchmark portfolios The Economic Factors and Business Information section covers: * Time value of money * Financial ratios * Unsystematic risk The Investment Vehicle Characteristics section covers: * Credit spread for bonds * Life insurance * Hedge funds The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section covers: * Uniform Securities Act * Investment Advisers Act of 1940 * Broker-dealer * Registration by coordination * Federally covered securities * Investment recommendations * Client-specific approach to recommendations * Administrator's authority ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 66 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 66 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 66 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 66 review you need to be successful on your exam.

Mometrix Test Preparation's Series 6 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Investment Company Products/Variable Contracts Limited Representative Qualification Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 6 test sections * Regulatory Fundamentals and Business Development * Evaluate Customers' Financial Information, Identify Investment Objectives, Provide Information on Investment Products, and Make Suitable Recommendations * Open, Maintain, Transfer, and Close Accounts, and Retain Appropriate Account Records * Obtain, Verify, and Confirm Customer Purchase and Sale Instructions Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 6 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Regulatory Fundamentals and Business Development section covers: * Security * FINRA * Regulation D The Evaluate Customers' Financial Information, Identify Investment Objectives, Provide Information on Investment Products, and Make Suitable Recommendations section covers: * Common stock * IRA * Investment risk The Open, Maintain, Transfer, and Close Accounts, and Retain Appropriate Account Records section covers: * Individual registration and joint tenants with rights of survivorship * Regulation S-P * Bank Secrecy Act The Obtain, Verify, and Confirm Customer Purchase and Sale Instructions section covers: * Cash and margin accounts * Rule 10b-10 of the Securities Exchange Act of 1934 * Code of procedure ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 6 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 6 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 6 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 6 review you need to be successful on your exam.

Mometrix Test Preparation's Series 63 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Securities Agent State Law Examination / Blue Sky Law Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 63 test sections Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 63 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. Test sections include: * Registration of Persons * Regulation of Investment Advisers * Regulation of Broker-Dealers * Regulation of Agents of Broker-Dealers * Regulations of Securities and Issuers * Remedies and Administrative Provisions * Communications with Clients and Prospects * Compensation * Client Funds and Securities * Conflicts of Interest and Other Fiduciary Issues ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 63 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 63 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 63 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 63 review you need to be successful on your exam.

Mometrix Test Preparation's Series 24 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their General Securities Principal Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 24 test sections * Supervision of Registration of the Broker Dealer and Personnel Management Activities * Supervision of General Broker Dealer Activitieis * Supervision of Retail and Institutional Customer Related Activities * Supervision of Trading and Market Making Activities * Supervision of Investment Banking and Research Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 24 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Registration of the Broker Dealer and Personnel Management Activities section covers: * FINRA By-Laws * Registration of Investment Advisers * NASD Rules The General Broker Dealer Activitieis section covers: * Sales at the Market * Misleading Appearances * Fraud and Misrepresentation The Retail and Institutional Customer Related Activities section covers: * Money Laundering * Public Communications * Misleading Sales Literature The Trading and Market Making Activities section covers: * Front Running Policy * Trading Halts * Data Systems The Investment Banking and Research section covers: * Underwriting Compensation and Arrangements * Placements of Securities Issued by Members * Required Notifications for New Public Offerings ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 24 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 24 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 24 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 24 review you need to be successful on your exam.

Mometrix Test Preparation's Series 3 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their National Commodity Futures Examination. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 3 test sections Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 3 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. Test sections include: * Futures Trading Theory and Basic Functions Terminology * Futures Margins, Option Premiums, Price Limits, Futures Settlements, Delivery, Exercise, and Assignment * Types of Orders, Customer Accounts, Price Analysis * Basic Hedging, Basis Calculations, Hedging Futures * Spreading * Speculating in Futures * Option Hedging, Speculating, Spreading * Regulations ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 3 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 3 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 3 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 3 review you need to be successful on your exam.

Mometrix Test Preparation's Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their General Securities Representative Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 7 test sections Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 7 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. Test sections include: * Regulatory Requirements * Evaluating the Customer's Investment Profile * Customer Accounts * Investment Information and Recommendations * Orders and Transactions * Professional Conduct * Primary Marketplace * The Secondary Market * Factors Affecting Markets * Market Analysis * Equity Securities ...and much more! Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 7 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 7 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 7 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 7 review you need to be successful on your exam.