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Broker-Dealer Regulation in a Nutshell - Thomas Lee Hazen - Bog

af Thomas Lee Hazen

indgår i Nutshell Series serien

Broker-Dealer Regulation in a Nutshell af Thomas Lee Hazen
Bag om Broker-Dealer Regulation in a Nutshell

Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme.

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  • Sprog:
  • Engelsk
  • ISBN:
  • 9781647083953
  • Indbinding:
  • Paperback
  • Sideantal:
  • 431
  • Udgivet:
  • 30. April 2021
  • Udgave:
  • 4
  • Størrelse:
  • 187x125x19 mm.
  • Vægt:
  • 344 g.
  • Ukendt - mangler pt..

Normalpris

Medlemspris

Prøv i 30 dage for 45 kr.
Herefter fra 79 kr./md. Ingen binding.

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Beskrivelse af Broker-Dealer Regulation in a Nutshell

Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme.

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