US Regulation for Asset Managers outside the United States

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This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.

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Sprog:
Engelsk

ISBN:
9780414031968

Forlag:
Sweet & Maxwell Ltd

Indbinding:
Paperback

Udgivet:
31. august 2017

Udgave:
2

Størrelse:
158x234x37 mm.

Vægt:
934 g.

Leveringstid: Ukendt - mangler pt..

Forlænget returret til d. 31. januar 2025

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Beskrivelse af US Regulation for Asset Managers outside the United States

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.

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